AI Solutions - Compliance IQ

  • Regulatory Exam Prep: Ensure you're fully ready for regulatory reviews with aligned documentation and controls. 
  • MRA Response: Craft effective, regulator-ready responses to address Matters Requiring Attention. 
  • Remediation: Close compliance gaps quickly with actionable plans and expert execution. 



Conduct GAP Assessments: 

We offer expert support across a wide range of U.S. and international frameworks, including: 

 

  • FFIEC,  
  • DFS 500,  
  • NFA,  
  • FINRA,  
  • SEC,  
  • OSFI,  
  • PIPEDA,  
  • FedLine,  
  • Lynx,  
  • SWIFT,  
  • CSN, SEC, CCPA, GDPR, FedRAMP, StateRAMP, FISMA, NERC, FERPA 

 

Key Benefits: 

 

  • The benefit of technology compliance services is enhanced protection of your brand, improved regulatory alignment, increased operational clarity, and stronger stakeholder confidence through secure, audit-ready systems. 

Key Risks: 

  • The risks of not ensuring technology compliance include regulatory violations, data breaches, operational disruptions, reputational harm, and the loss of business opportunities due to lack of trust and certification. 

 

Why Choose Us? 

  • Team has proven track record of successfully passing regulatory exams 
  • Successfully drafting MRA responses 
  • Successfully implementing MRA remediations